As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.

This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

Client Details

Asset Management firm.

Description

• Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
• Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
• Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
• Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
• Maintaining insider log records
• Contribution to Takeover Panel reporting
• Assist with business queries on compliance-related matters
• Contribution to ad-hoc tasks and projects as required
• Working with the wider Legal, Risk and Compliance teams as required

Profile

A successful Compliance Analyst should have:

• Support with conflict of interest sign off's in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
• Evidence of being able to collate committee MI and packs.
• Regulatory reporting experience.
• Financial Services, specifically Asset Management, experience would be ideal.

Job Offer

• Competitive salary ranging from £35,000 to £40,000.
• Hybrid working model - 2 days in the office in London.
• Discretionary bonus scheme.
• Opportunities for professional development, including support for qualifications.

If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!