JURISolutions is partnering with a financial services client in Midtown Manhattan who is seeking to identify an experienced (5-8 years of related experience) wealth management attorney for a temporary role to support their Capital Markets business. Qualified candidates should have experience with US securities laws, and in particular, registered and exempt equity offerings and the rules of the Securities Act of 1933. Experience with trading and other broker-dealer rules (including for example rules concerning IPO participation, communication with the public and best execution) is helpful but not required.
This position will entail working closely with the equity syndicate team on new issue equity distributions (IPOs, follow-on offerings, block trades, private placements and other exempt offerings such as Reg S); advising on secondary trading issues; covering sales and marketing professionals; advising on developments in applicable regulations; review of new products, strategies and services; working with Compliance, Risk and the business units to implement new regulatory initiatives and respond to regulatory inquiries; coordinating with Operations and IT personnel and other coverage attorneys to address business enhancement needs and regulatory changes; and identifying legal and other risks.
This is a full-time (40 hrs./weeks), temporary opportunity, expected to last 5 months.
If interested in learning more, please send your application to Shelby Specter.
Job Reference Number: 18-00307
JURISolutions Legal (JSL) is a national, award-winning legal services and recruitment firm providing innovative, cost-effective legal solutions to corporations, government entities and law firms. Since 1997, we have provided our clients with access to top legal talent across the country and we specialize in designing customized legal solutions specific to our clients’ needs. Today, JURISolutions is a GSA contract holder and one of the largest WOSB and WBENC certified legal services firms in the country.
Role: Wealth Management Attorney - Temp. - NYC (18-00307)
Location: New York,
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