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DATE ADDED: Fri 07/02/2020

First Line Surveillance - 12 Month FTC

London, UK


JOB TYPE: Permanent, FullTime

SALARY: GBP70000 - GBP90000 per annum

Your responsibilities will include:

  • Assist in performing daily surveillance of trading to ensure compliance with relevant regulations
  • Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour
  • Play an important part in delivery of a variety of initiatives across surveillance i.e. system testing and implementation
  • Help improve current systems and processes.
  • Be the point of contact for policies and procedures that impact the surveillance space
  • Produce and analyse reports

As a successful applicant you will have:

  • Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of transaction and voice surveillance
  • A working knowledge of the relevant FCA rules and regulations.
  • Experience in surveillance project delivery.
  • Strong attention to detail.
  • Have excellent communication skills both verbal and written.

For more information or to apply, please contact the compliance team on 020 3301 8714 or #removed#