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Date Added: Tue 08/07/2025

Compliance Monitoring Manager

Rickmansworth, UK
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Company: BIRCHLAKE RECRUITMENT LTD

Job Type: Permanent, FullTime

Salary: £65,000 - £70,000 per annum

We have been instructed to act on behalf of one of our key clients to recruit a Compliance Monitoring Manager. The expectation is to work in the office two days per week.

As a Compliance Monitoring Manager, you'll play an important role in supporting the compliance function to deliver the firm's compliance strategy.

You will be responsible for:

  • Implementing and delivering the CMAF in alignment with the Board approved framework design, regulatory standards and risk appetite

  • Leading compliance monitoring reviews

  • Collaborating with internal stakeholders

  • Maintaining robust record keeping of plan delivery

  • Supporting delivery of CMAF and CMAP stakeholder training

  • Presenting report findings

You will need:

  • Proven experience in compliance monitoring or audit roles within financial services

  • Knowledge of the FCA handbook/PRA rules

  • Excellent organisational and communication skills

  • Strong analytical and interpreting skills

Benefits included:

  • Annual bonus scheme - up to 10% non-contractual bonus
  • Employee Car Ownership scheme - just £37.50 per month
  • Employee pension contribution of 3.5% / Employer pension contribution of 7.22%
  • 27 days annual leave + 2 extra half days (Christmas Eve and New Year’s Eve) + Bank Holidays
  • Private Healthcare - Self + Partner Cover
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