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Date Added: TODAY

Compliance Manager

Bristol, UK
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Company: SIGNATURE RECRUITMENT LIMITED

Job Type: Permanent, FullTime

Salary: £36,000 - £45,000 per annum

Signature Recruitment is delighted to partner with a respected organisation in the financial services sector to recruit a Compliance Manager. This permanent opportunity offers the chance to work closely with senior stakeholders and guide the business in meeting evolving regulatory requirements. You will join a small established team with offices in central Bristol.

Compliance Manager Key Responsibilities

  • Advising the business on FCA regulations including SYSC, COBS and MiFIDPRU.
  • Supporting teams in interpreting regulatory requirements and Consumer Duty.
  • Monitoring and assessing compliance risks such as Trading Styles and CASS.
  • Reviewing and approving financial promotions and client communications.
  • Providing SMCR guidance and managing FCA Connect submissions.
  • Delivering compliance training and serving as a subject matter contact.
  • Preparing papers and taking minutes for the Risk & Compliance Oversight Committee.
  • Keeping the business informed of regulatory changes.

What We’re Looking For

  • Experience in a compliance advisory function, ideally wealth management.
  • Strong expertise in FCA rules including SYSC, COBS, AML and MiFIDPRU.
  • Ability to work with senior leaders and influence business decisions.
  • Clear communication skills and strong analytical capability.
  • Proactive mindset and excellent organisational skills.

Location & Working Hours

  • Based in Bristol, hybrid after training and onboarding is complete
  • Full-time, Monday to Friday
  • Permanent position, salary DOE (c.£36,000 to £45,000)

Why Join?

  • Work directly with senior leadership on high-impact compliance matters.
  • Join a respected organisation committed to strong governance and client outcomes.
  • Broad advisory remit offering professional growth and variety.
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