Company: SIGNATURE RECRUITMENT LIMITED
Job Type: Permanent, FullTime
Salary: £36,000 - £45,000 per annum
Signature Recruitment is delighted to partner with a respected organisation in the financial services sector to recruit a Compliance Manager. This permanent opportunity offers the chance to work closely with senior stakeholders and guide the business in meeting evolving regulatory requirements. You will join a small established team with offices in central Bristol.
Compliance Manager Key Responsibilities
- Advising the business on FCA regulations including SYSC, COBS and MiFIDPRU.
- Supporting teams in interpreting regulatory requirements and Consumer Duty.
- Monitoring and assessing compliance risks such as Trading Styles and CASS.
- Reviewing and approving financial promotions and client communications.
- Providing SMCR guidance and managing FCA Connect submissions.
- Delivering compliance training and serving as a subject matter contact.
- Preparing papers and taking minutes for the Risk & Compliance Oversight Committee.
- Keeping the business informed of regulatory changes.
What We’re Looking For
- Experience in a compliance advisory function, ideally wealth management.
- Strong expertise in FCA rules including SYSC, COBS, AML and MiFIDPRU.
- Ability to work with senior leaders and influence business decisions.
- Clear communication skills and strong analytical capability.
- Proactive mindset and excellent organisational skills.
Location & Working Hours
- Based in Bristol, hybrid after training and onboarding is complete
- Full-time, Monday to Friday
- Permanent position, salary DOE (c.£36,000 to £45,000)
Why Join?
- Work directly with senior leadership on high-impact compliance matters.
- Join a respected organisation committed to strong governance and client outcomes.
- Broad advisory remit offering professional growth and variety.