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DATE ADDED: Wed 22/01/2020

Compliance Manager

London, UK
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COMPANY: LMA

JOB TYPE: Permanent, FullTime

SALARY: up to £500 per day

Responsibilities of this role include, but are not limited to:

  • Assisting the CCO/CRO to develop, implement and maintain a risk-based Compliance Monitoring Framework, which clearly defines the Compliance Risk Universe.
  • Assisting the CCO/CRO to develop the Annual Compliance Risk Assessment (ACRA) and the associated Compliance Monitoring Plans and Schedules
  • Tracking & Monitoring impending regulatory change from jurisdictions that impact the Bank. This includes all applicable laws, codes, rules and regulations
  • Developing KPI's and other relevant MI to ensure that senior management are appropriately advised to enable informed decision making

Requirements for this role include, but are not limited to:

  • Detailed knowledge of financial services regulations relevant to the Bank's activities
  • Knowledge and experience of compliance and governance frameworks, methodologies and emerging practice, compliance monitoring and risk assessments in the context of the UK financial services industry
  • Previous experience training and supporting members within a team
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