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Date Added: Fri 26/05/2023

Compliance Analyst

Bromley, BR1, UK
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Company: PONTOON

Job Type: Permanent, FullTime

Compliance Analyst


6 Months

Fixed Salary Based Role

My high-profile banking client is looking for a Compliance Analyst to join their team on an initial contract of 6 months. You will work Monday to Friday with from their office based in Bromley.

Key Role and Daily Tasks:

Execute and Provide Support for Jurisdictional and Global Program Elements
Execute process with quality, within control, and within process timeliness standards; actively managing process through queue management and process reporting. Support MLRO and regional teams for multi-jurisdictional case reviews in a timely manner; effectively escalate as required.
Monitoring and Testing: Maintain close working partnerships with EIT and business; drive schedule execution against agreed plan; partner with executive process leads to review/calibrate results; move beyond output testing and ensure process and control understanding before, during and as results are concluded; communicate effectively with FLU teams in partnership with MLRO/Risk Management executives.
Supporting MLRO to delivering financial crimes training materials based on global and jurisdictional requirements
Preparing governance materials for key Governance, Senior Management Routines and Regulatory discussion; Coordinate and support MLROs during formal exams, audits, questionnaires, compliance reports.
Supporting Issue management oversight for GFC owned and AML flagged issue concerns
Supporting filing or oversight of NFRR
Support MLRO Managed processes including records and list management and NFRR requirements
Procedures Management: Upgrade desk top procedures, user tools, cross-training and business continuity management
Operational Excellence and Process Simplification: Assess manual activities for automation and process improvement

Skills & Qualifications:

Strong understanding of financial regulations and compliance requirements including anti money laundering, Sarbanes-Oxley, surveillance, regulatory response, Patriot Act, branch examinations and training.
Ability to assess and analyse risks associated with various compliance issues and develop effective risk mitigation strategies. This includes identifying potential compliance gaps, evaluating control effectiveness, and proposing remedial actions.
Knowledge in conducting compliance audits and monitoring activities to ensure adherence to policies, procedures, and regulatory requirements. Familiarity with audit techniques, data analysis, and documentation practices is valuable.
Excellent communication skills to effectively interact with stakeholders at various levels within the organization. Collaboration with cross-functional teams, such as legal, risk management, and operations, is often required to ensure compliance across different business units.
Strong analytical skills to assess complex compliance issues, interpret regulations, and identify potential risks or gaps. The ability to think critically, solve problems, and make sound judgments is crucial.

Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive
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