Regulation & Compliance Officer – Surrey – Up to £45,000 p.a. benefits

Are you looking to join an extremely collaborative and professional business, who pride themselves on culture and customer focus?

Do you have experience within Compliance and Regulatory work, ideally within a Professional Services business?

Do you enjoy working within a varied role and one in which you will have breadth and autonomy in your remit?

If so, this could be an ideal role for you!

Ives Recruitment Solutions are delighted to have been retained to work with this established organisation who pride themselves on integrity, collaboration and offering an extremely professional service to their clients. They are looking for an experienced Regulation & Compliance Officer to join them in this newly created role.

Reporting to their highly engaging Compliance Director and working closely with other Directors and Managers across the business, you will be responsible for a wide range of compliance and regulation work.

Responsibilities will include but not be limited to:

• Assisting with the preparation of ICAEW Annual Returns and regular liaison with the ICAEW.
• Dealing with regulatory queries and compliance issues as they arise.
• Overseeing client money transactions and dealing with any Anti-money laundering requirements.
• Ongoing monitoring of procedures.
• Conduct reviews of client assets held and review of associated procedures.
• Assist in designing and delivering various regulatory and compliance training.
• First point of contact for queries with terms and conditions and client engagement documentation.
• Planning and executing annual compliance review programmes.
• Act as support for the GDPR agenda.

This is a great opportunity for someone who wants to join a really professional, friendly, and collaborative team; and for someone who is looking for an organisation that will support and provide the opportunity for development and growth.

Skills Required

• Previous experience within regulation and compliance work, ideally within a Professional Services environment.
• Strong communication skills, both verbal and written.
• Efficient and able to manage a diverse workload.
• Strong prioritisation skills and able to work on own initiative.
• Able to communicate issues and requirements clearly both verbally and in writing.
• Strong IT and spreadsheet skills.

If you feel that you have the necessary skills and experience to be successful in this position, please apply today!

We aim to respond to all applicants promptly; however, we kindly ask for your understanding in case of a delay. If you do not hear from us within 10 days of submitting your application, please assume that, unfortunately, you have not been successful this time.

We will however keep your CV on file and review your suitability against any other vacancies we may have available. Candidate data will be treated as confidential and not shared with third parties.