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Date Added: Sat 29/11/2025

Compliance Officer

Swinton, Rotherham, S63, UK
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Company: OPTIMISE BY RECRUITMENT

Job Type: Permanent, Full Time

Salary: £30000 - £35000/annum bonus

Compliance Officer

South Yorkshire (office-based)
Salary: £30,000 - £35,000

Our client is a high-growth, award-winning consumer finance lender that's scaling fast, breaking records monthly, and building a reputation for doing things the right way. They partner with a large network of national suppliers and are known for their human approach, strong culture, and serious growth trajectory.

As the business expands, they're creating a brand-new role to strengthen regulatory controls and support their next phase of growth. This is FCA regulatory oversight of introducers and brokers.

The Role

* Lead risk-based reviews and audits of suppliers, introducers and principal brokers

* Verify FCA permissions, training, scripts, policies and customer-facing processes

* Review call recordings and advertising to ensure compliant introductions

* Monitor financial stability via CreditSafe, complaints and conduct data

* Support supplier onboarding with second-line checks

* Produce clear reporting for governance forums and senior stakeholders

* Build strong relationships while confidently challenging when needed

About You

* Background in financial services compliance, risk, audit or oversight

* Strong working knowledge of FCA regulation (e.g. CONC, PRIN, SYSC, SUP 12)

* Comfortable analysing financial information and conduct risks

* Confident communicator who can influence senior stakeholders

* Proactive, detail-driven, and able to work independently

Why Join?

* Be part of a genuinely people-focused, fast-scaling lender

* Join a business that's hitting milestone after milestone and investing heavily in its future

* Shape and own a brand-new oversight function

* Real long-term progression as the supplier network and the oversight team grows

* £30-35k salary + discretionary bonus, pension, on-site parking

Apply Now

If you want to make your mark in a high-growth, values-driven finance business while owning a critical regulatory role, we'd love to hear from you
Apply Now