My client is a leading Professional Services and Investment firm. We are seeking an experienced Compliance professional ideally from an audit background with good regulatory experience including knowledge of ICAEW ethics code.

Supporting the Head of Risk and Compliance and the wider team you will be responsible for -

Contributing to the Enterprise Risk Management framework and oversight of regulatory requirements for the accountancy divisions and the Investment business

Advise fee earners and internal stakeholders on complex regulatory and ethical matters, including ICAEW requirements

Draft and maintain key compliance policies, procedures, and guidance documentation

Support the development of driving an enhanced firmwide conduct and ethics policy

Create internal compliance communications and maintain Intranet content

Prepare quarterly reports for the committees meetings and assist with external regulatory visits

Carry out thematic monitoring and file reviews

Keep up to date with regulatory or legislative changes which may impact the firm

Support the Leaning and Development team in preparing and delivering regulatory training

What we are looking for -

Similar experience and a background in an Audit, Compliance role

Comfortable interpreting complex technical legislation and providing advice and guidance to fee earners

Experience in driving through change and enhancing a strong compliance culture in a collaborative environment

An Accountancy qualification is desirable but not essential

For a full job spec and further information please contact me on (see below)