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Date Added: YESTERDAY

Senior Compliance Advisor

Sevenoaks, UK
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Company: BIRCHLAKE RECRUITMENT LTD

Job Type: Permanent, FullTime

Salary: £75,000 - £85,000 per annum

Birchlake have been asked to exclusively partner with an established Fintech lender who are looking to bolster their Compliance function with the appointment of a Senior Compliance Advisor.

This is a pivotal hire within the business. You'll be responsible for supporting on all matters of compliance advisory, providing advice to colleagues and advising on regulatory matters.

Key responsibilities include:

  • Provide clear, practical advice to teams across the business on regulatory compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook.
  • Build strong working relationships and act as a trusted advisor by giving commercial, pragmatic, and cost-effective compliance guidance.
  • Lead on regulatory change projects - assessing impacts, advising on necessary updates, and helping implement compliant policies and procedures.
  • Maintain and regularly review compliance policies, and support teams in aligning their processes with regulatory requirements.
  • Design and deliver training sessions on compliance risks and regulatory changes.
  • Monitor upcoming regulatory changes, assess their impact on the business, and support implementation and staff training where needed.
  • Identify and escalate compliance risks to senior leaders promptly to help minimise business impact.
  • Promote a culture of compliance and strong risk management within the business, with a focus on delivering fair outcomes for customers.
  • Collaborate regularly with operational teams to understand key processes, assess the effectiveness of controls, and highlight areas for improvement - particularly in arrears management, complaints handling, and support for vulnerable customers.
  • Stay up to date with relevant FCA rules and regulations and apply this knowledge when advising the business.
  • Provide compliance support for major projects and contribute regulatory insight to strategic business objectives.
  • Monitor and assess both current and emerging regulatory risks and keep the business informed of key changes.
  • Assist in delivering regulatory updates and reports to internal and external stakeholders.
  • Oversee compliance with company policies and procedures across the business.

Key requirements:

  • A minimum of 6 years' compliance experience in a FCA regulated environment
  • Consumer Credit legislation and Consumer duty principles expertise
  • Experience of writing detailed policies and procedures
  • Excellent communication skills; calm and pragmatic approach
  • Strong attention to detail

This is a hybrid role, paying a salary of up to £85,000 depending on experience.

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