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Date Added: Tue 24/08/2021

Senior Compliance Officer (Mortgages)

Bracknell, UK
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Job Type: Permanent, FullTime

Salary: £45000/annum

Senior Compliance Officer (Mortgages)

Location : Bracknell

Salary £45,000 + bonus + benefits

My client who are based in Bracknell are looking for a Senior Compliance Officer with experience in Mortgages to join their team. The primary purpose of this role is to support the Head of Compliance in the delivery of an up to date and value-added Compliance advisory service to the business and work with business areas to encourage a strong customer centric risk-based culture.

Daily Duties

Provide technical compliance advisory services to the business

Monitor and evaluate regulatory, legislative and industry-wide developments (horizon scanning) and their impact on the business

Produce briefing papers/business communications on regulatory, legislative and industry-wide developments addressing any actual or potential business impact

Develop and produce regular compliance reports and management information that will be used by the business to monitor its performance against its Conduct and Compliance risk appetite.

Provide Compliance input as required to business projects and support business units through the provision of appropriate and timely regulatory advice

Maintain the Company regulatory roadmap

Maintain Compliance owned Policies and Procedures ensuring these are reviewed and approved within required timescales

Manage the review of Corporate Policies to ensure these are reviewed by the business within required timescales. Provide Compliance review and sign off of Company policies as and when required

Manage the regulatory communications log ensuring key compliance documents are recorded and stored in the compliance folders

Effectively manage regulatory reporting as and when required

Act as secretary to the Risk and Compliance Committee

Ensure Conduct and Compliance computer-based training modules are reviewed annually

Undertake ad-hoc tasks for, and on behalf of / deputise for, the Head of Compliance when required

Competencies required

A good communicator who can understand and convey information clearly in verbal and written forms

Ability to provide challenge in a constructive and positive manner when managing and addressing stakeholders

Ability to manage multiple tasks concurrently, prioritise appropriately

Have a strong team working ethic

Have a proactive, can-do, outlook and be able to work under own initiative
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