The Compliance Officer role will be a 15 month FTC maternity cover for the current UK Compliance Officer and will be a stand-alone role in the UK. You will not be required to hold the SMF16/17.

Client Details

Our client are a global Alternative Investment Management firm with approximately 30 billion assets under management.

Description

The Compliance Officer will be responsible for:

• Participating in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.
• Conducting monitoring and testing of the firm's businesses in the UK,
• Performing electronic communication surveillance and follow-up with relevant
• stakeholders to address issues.
• Assisting with the Firm's global privacy efforts, including those related to GDPR.
• Having day-to-day ownership of compliance with SMCR.
• Serve as a compliance resource for employees based in the UK, aswell as Ireland and other European offices

Profile

The Compliance Officer who will be based in London should have:

• Compliance-related experience with an FCA Registered investment management firm.
• Four -year university degree; lawyer a plus.
• Experience in wealth management, banking, private equity, hedge fundsand/or other related asset management business(es)
• Familiarity with GDPR and wider UK statutory risk principles is desirable.
• Previous e-communications surveillance experience a plus.
• Strong analytical skills with attention to detail.
• Excellent verbal and written communication skills and the ability to communicate effectively with people in a variety of relationships and situations

Job Offer

Competitive salary

Excellent benefits package

Hybrid working - 3 days per week