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Date Added: TODAY

Senior Compliance Advisor - FCA

Sevenoaks, UK
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Company: JAMES FRANK ASSOCIATES

Job Type: Permanent, FullTime

Salary: £85,000 - £90,000 per annum

Our client, a leading business in the Financial Services industry is seeking a Senior Compliance Advisor to join their team on a full-time, permanent basis.

Due to an exciting period of growth and change, our client is looking to add a Senior Compliance Advisor to the department, where you will be responsible for supporting on all matters of compliance advisory, providing solutions-based support to the business whilst advising on regulatory matters.

The successful candidate must have a background and experience in consumer lending, the Consumer Credit Act and Consumer Duty regulations.

Due to the location of the office candidates will be required to drive / have access to a vehicle.

Key Responsibilities:

  • Provide compliance advice and guidance to the business in relation to all matters of regulatory compliance, particularly consumer credit, consumer duty and the FCA handbook
  • Act as the first point of escalation for any compliancerelated queries
  • Lead on regulatory change implementation across the business, providing critical compliance advice on required changes
  • Develop and deliver inperson compliance training
  • Ensure all compliance policies are maintained and updated accordingly
  • Escalate any compliance issues or risks to senior management when required
  • Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements

Key Experience:

  • Minimum of 5 years’ experience in Compliance within an FCA environment
  • Solid knowledge of FCA regulations and requirements
  • Solid understanding of Consumer Credit and Consumer Duty principles
  • Confident acting as an escalation point for any compliancerelated queries
  • Highlevel of accuracy and attention to detail at all times
  • Proven experience writing detailed policies and procedures, regulatory updates and breach reports
  • Excellent communicator, confident liaising with colleagues and clients of all levels across the business
  • Ability to work both independently and as part of the wider team

This is an excellent opportunity for an experienced Senior Compliance Advisor to join a market-leading firm who are experiencing an exciting period of change.

CVs are being reviewed, so please apply now for immediate consideration.

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