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Date Added: Fri 27/02/2026

Risk & Compliance Officer

Reading, UK
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Company: QED LEGAL

Job Type: Permanent, FullTime

Salary: £35,000 - £45,000 per annum

Compliance Officer  Leading Regional Law Firm Berkshire Up to £45kWe’re currently working with a fabulous leading regional law firm with offices across Buckinghamshire, and london looking for for a Compliance Officer to join a well-established compliance function.This is a great opportunity for someone with solid compliance experience who enjoys being hands-on and working across a broad range of regulatory matters. You’ll be joining a structured Risk & Compliance function and will play a key role in supporting the firm’s ongoing regulatory and risk management obligations.The role?
  • Client onboarding and ongoing due diligence
  • Reviewing AML documentation and supporting SAR reporting to the MLRO
  • Source of Funds / Source of Wealth investigations
  • Admin support for Credas / EIDV systems, including user access and queries
  • Monitoring PEPs and sanctions alerts
  • Managing and responding to complaints, including Legal Ombudsman matters
  • Advising on GDPR and data protection issues
  • Supporting regulatory audits and accreditations, including corrective actions
  • Updating and maintaining policies and procedures
  • Managing the Risk inbox (AML, conflicts, complaints, claims, data breaches, queries)
  • Coaching colleagues through compliance processes
  • Researching regulatory updates from the SRA / Law Society
  • Maintaining sanctions lists and monitoring undertakings
  • Supporting price transparency reviews
  • Assisting with CQS accreditation and compliance training
  • General risk and compliance administration
About you?
  • 2–5 years’ experience in a law firm or professional services environment
  • Strong understanding of AML and regulatory requirements
  • Confident communicator with a practical, can-do approach
  • Comfortable dealing with senior stakeholders
  • Highly organised with strong attention to detail
What's in it for you? Hybrid working Competitive salary for the region Opportunity to work with a highly skilled and knowledgeable team  Great room for growth and progression Fabulous company wide benefitsInterested?Know someone great?Reach out, let's have a confidential conversation 
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