Date Added: Today
Head Of Group Environmental Strategy & Compliance Assurance
London
Head of Group Environmental Strategy and Compliance AssuranceFlexible location – Glasgow, Selby, LondonPermanent, full timeHybrid workingClosing date: Friday 15th August 2025Who we areWe’re not just talking about making a difference, we’re making it happen. We generate dispatchable, renewable power...
Date Added: Today
Compliance Analyst, Discretionary Wealth - Hays
London
Job DescriptionFast growing and award-winning discretionary fund manager seeks a Compliance Analyst to join its small risk & compliance team. Due to ongoing expansion, the Head of Risk & Compliance seeks a generalist to fulfil a varied range of duties encompassing delivery of compliance...
Date Added: Today
Compliance Associate
London
Job DescriptionOne Ten Associates are partnering with a Private Equity Fund that is looking to hire a Compliance Associate to join their wider compliance team, based in London. This will be a generalist compliance role reporting into the Head of Compliance. Duties will include:Conducting...
Date Added: Today
Compliance Manager, Compliance - CITIC CLSA
London
Job DescriptionPosition DescriptionAs the Compliance Manager you will play a crucial role in ensuring the company's compliance with regulatory requirements for its derivative clearing business. Responsibilities include formulating policies, liaising with regulatory authorities, and monitoring...
Date Added: Today
COMPLIANCE & MARKETING PROJECTS MANAGER - FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CO...
London
Job DescriptionCOMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CONSUMER FACING FIN PROMS EXPERIENCE REQUIRED£65K - £70K+ Benefits Hybrid (2d pw Office/3 WFH) South...
Date Added: Today
Compliance Officer - Maldon Partners
London
Job Description Maldon Partners are recruiting a Compliance Officer for an Award-winning Asset Management Firm based in the City of London. The firm has an AUM c£22BN and 80ppl in the London Offices, it has a global footprint and a great family feel culture. The role requires an...
Date Added: Today
Compliance Manager - Part Time
London
Job DescriptionOne Ten Associates are partnering with a boutique hedge fund that is looking to hire a Compliance Manager on a part time basis (3 days per week). This role will report into the COO (who holds the SMF16/17 functions) and will be a generalised compliance position. The position will...
Date Added: Today
Compliance Office - Hedge Fund
London
Job DescriptionThis prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professionals looking to develop their...
Date Added: Today
Senior Compliance Monitoring - Investment
London
Job DescriptionThe RoleThe successful candidate will primarily focus on ensuring the firm adheres to regulatory requirements and internal policies through a structured Compliance Monitoring Programme (CMP). The successful candidate will conduct compliance testing, including thematic and desk-based...
Date Added: Today
Compliance Monitoring - Danos Group
London
Job Description Key Responsibilities:Document the methodology and approach for specific monitoring tests to ensure clarity and consistency.Conduct monitoring activities including both control and thematic testingAssisting the wider compliance team on market abuse, personal account dealing,...
Date Added: Today
Senior Compliance Technology Lead - Northern Trust
London
Job Description About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most...
Date Added: Today
Compliance Monitoring Officer - M&G Plc.
London
Job DescriptionAt M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth....
Date Added: Today
Compliance & AML Officer - Investment - Efinancialcareers
London
Job DescriptionA global investment firm is looking to hire aCompliance Officerinto its London office. This is a fantastic opportunity for aCompliance Officerto join a high-performing, international team within a well-established firm managing over $50bn in assets for institutional and UHNW...
Date Added: Today
COMPLIANCE MONITORING ANALYST - MONITORING EXP FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE F...
London
Job DescriptionCOMPLIANCE MONITORING ANALYST - MONITORING EXP FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED£60K + Bonus & Benefits 50% Hybrid (London or Reading)REF:4125D3We are recruiting for our client, a leading Financial Services Group, seeking an experienced Monitoring...
Date Added: Today
Compliance Manager - Oversight And Assurance - HFG
London
Job DescriptionWe have partnered with a Lloyd's Syndicate to help them find a Compliance Manager to join a growing compliance function and work closely with the Head of Compliance.ResponsibilitiesDelivering and evolving the Compliance Oversight & Assurance Framework.Manage the development...
Date Added: Today
Compliance Officer - CBCX GROUP LTD
London
Job DescriptionKey Responsibilities:Regulatory Compliance and Oversight:Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage limits, risk warnings, and margin...
Date Added: Today
Compliance Manager - 6 Month FTC
London
Job DescriptionA global investment firm is seeking a Compliance Manger with deep expertise in MyComplianceOffice (MCO) to join their Central Compliance function in their London Office. The firm supports 10 regulated entities and operates across over 30 jurisdictions, offering a diverse range of...
Date Added: Today
Compliance Advisory - Commodities Trading - London TWE41230
London
Job Description Role ResponsibilitiesTrack and interpret regulations for crude, refined products, and renewables trading (exchange and OTC), ensuring traders understand compliance obligations.Monitor regulatory changes and provide timely guidance to traders, trade managers, and support...
Date Added: Today
VP Compliance Monitoring - Testing - Morgan Mckinley
London
Job DescriptionOur client, a Global Bank, are looking for a VP Compliance Monitoring / Testing to join their Compliance team based in London. Responsibilities below: Carry out testing and monitoring workComplete the reviews, monitoring, testing and other work. Carry out quality controls over...
Date Added: Today
Compliance Monitoring Officer - Trading Venue (FTC) - Investigo
London
Job Description It is a 6 months contract and will require to work in office 3 times a week. Responsibilities: Manage and deliver compliance monitoring activities.Define review scopes and testing methodologies.Perform comprehensive compliance reviews across business divisions.Identify and...
Date Added: Today
Regulatory Compliance Officer, Commodity Trading - Eximius Finance
London
Job DescriptionThe ideal candidate disposes of:Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial...
Date Added: Today
Senior Compliance Manager - Talent Solutions TAPFIN
London
Job DescriptionSenior Compliance Manager London/Hybrid 12-month contract Competitive rate of pay If you’re looking for a career that will help you stand out, join HSBC Innovation Bank (HINV), and fulfil your potential. Whether you want a career that could take you to the top, or simply take...
Date Added: Today
Manager, Central Compliance - London Stock Exchange Group
London
Job DescriptionRole ProfileThe Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG). The Manager role will focus on assurance activities in...
Date Added: Today
Head Of Risk & Compliance - Wealth Management Platform
London
Job DescriptionWe are retained by a continually evolving wealth management business that seek a Head of Risk & Compliance to join the business and continue the evolution of the Risk & Compliance function.The role requires an individual that will continue the development of the risk...
Date Added: Today
Regulatory Compliance Officer - Trade Floor (London) - PIMCO
London
Job DescriptionPIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital...
Date Added: Today
Retail Compliance Adviser - Lending - Eximius Finance
London
Job DescriptionCandidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lendingStrong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC, Consumer Duty + PRA BTL...
Date Added: Today
Compliance Associate - Eximius Finance
London
Job DescriptionThe successful applicant will need to be proactive, with an interest in the regulatory environment:Provide compliance advice to the business with a focus on execution services. Knowledge of MAR, transaction reporting, trade reporting, and CASS required.Conduct daily market abuse...
Date Added: Today
Compliance Monitoring Associate, Wealth Management - Eximius Finance
London
Job DescriptionThis role is a 12 month Fixed Term Contract. Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme.Skills and Qualifications...
Date Added: Today
Interim Head Of Risk And Compliance - Payments Firm
London
Job DescriptionOn behalf of Protiviti, the global business consulting firm, I am currently seeking an Interim Head of Risk and Compliance on behalf of a payments organisation based in London. This is a six-month assignment, with a minimum on-site requirement of three days per week. We are seeking a...
Date Added: 26 Jul 2025
Risk And Compliance Analyst
London
Job DescriptionRisk and Compliance Analyst\n\nDGH Recruitment are currently recruiting on behalf of a leading client in the Professional Services industry who require a Risk and Compliance Analyst to join the firm in London. You will be responsible for ensuring compliance with the Firm's...
Date Added: 19 Jul 2025
Senior Compliance Analyst
London
Job DescriptionSenior Compliance Analyst\n\nHOURS/HYBRID: \nFull-time, 9:30 am - 5:30 pm, Monday to Friday with one hour for lunch. A flexible approach to working hours is a must, overtime may be required at busy times.\nHybrid: 2 days at home, 3 days in the office.\n\nThe Client\nA leading London...
Date Added: 18 Jul 2025
63609 - Compliance Manager V
London
Job DescriptionCompliance Manager VLocation: London (Hybrid)Length: ASAP - 6 monthsRate: from 57.21 per hourHours: 9am-6pm Job description: The Compliance Manager will be the first point of contact for ethics and compliance matters for the Meta offices and initiatives under their responsibility; the...
Date Added: 18 Jul 2025
Compliance Officer
London
Job DescriptionWhat's on offer:\nSalary: £30,000-£35,000 per annumLocation: Fully Remote (UK-based only)Hours: Monday-Friday, 9:00am-5:00pm (4:00pm finish on Fridays)Annual Leave: 25 days + Bank Holidays + Free Christmas Shutdown\n\nMy Client is a fast-growing, FCA-regulated motor finance...
Date Added: 10 Jul 2025
Compliance Administrator
Euston
Job DescriptionCompliance Administrator - Euston, London - Temporary Are you an experienced Compliance Coordinator ? Do you have a background within Facilities Management? If so we'd love to hear from you! CBW is excited to offer an opportunity for a Compliance Coordinator to join a...
Date Added: 8 Jul 2025
German Compliance Administrator
London
Job DescriptionJob Title: German Compliance Administrator\nLocation: London (On-site)\nType: Full-Time, Permanent\nSalary: £25,100 - £35,000 (dependent on experience)\nReports to: Managing Director\n\nAbout the Role\nWe are working on behalf of a specialist recruitment and consultancy provider in...
Date Added: 26 Jul 2025
Regulatory Compliance Officer
London
Job DescriptionMy client is a London based insurance company who are strengthening their compliance team with the addition of 2 compliance officers.The broad remit of the role is to provide compliance oversight across the business by testing the effectiveness of regulatory controls, risk management...
Date Added: 14 Jun 2025
Housing Compliance Officer
London
Job DescriptionWe're seeking an experienced Compliance Inspection Officer to join a proactive Private Sector Housing team within a West London local authority. This role involves carrying out property inspections under various Housing Act 2004 licensing schemes (Mandatory/Additional/Selective...
Date Added: 24 Jul 2025
Compliance Analyst
London
Our client, a UK based Fintech lender, are looking to make an addtion to their Compliance department with the appointment of a Compliance Analyst. This is an excellent opportunity for someone looking to grow their career within a fast-paced collaborative environemnt. As a Compliance Analyst, you'll...
Date Added: Yesterday
Compliance Analyst
Fenchurch Street
An established Lloyd’s broker based in the City of London is currently looking to recruit a Compliance Analyst to assist the Head of Risk & Compliance to join their successful team. Experience in FCA compliance is essential This is a well-respected Lloyd’s insurance broker. Hybrid role....
Date Added: 26 Jul 2025
Compliance Analyst
London
Join Our Client as a Compliance Analyst. Are you passionate about compliance and ready to make a real difference in the insurance industry? Our client is seeking a dedicated Compliance Analyst to support their compliance framework across London and Bermuda. This is an exciting opportunity to be part...