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DATE ADDED: Tue 12/05/2020

Front Office Surveillance Analyst

Edinburgh, UK


JOB TYPE: Permanent, FullTime

SALARY: Excellent

Front Office Surveillance Analyst (Asset Management)



Posted Monday 11th May 2020

Meraki Talent’s leading Asset Management client are shortlisting for a Front Office Surveillance Analyst to join their team in Edinburgh. The team provides oversight ensuring that trading and research activities meet best practice and regulatory standards.

Responsibilities of the Front Office Surveillance Analyst (Asset Management):

-Responsibility for overseeing the delivery of the Front Office Surveillance framework. Which includes oversight responsibility for Market Abuse, Trading Activities, etc.

-Ensuring that investment research is purchased, consumed and valued in accordance with regulatory expectations

-Reporting to internal governance committees who will provide oversight and ensure alignment to regulatory standards and internal policies and procedures

Background of the Front Office Surveillance Analyst (Asset Management):

-Demonstrable experience working with Asset Management and understanding of the end to end Asset Management Model

-Experience working within compliance, internal audit, or assurance within Asset Management

-Analytical thinker with ability to contribute solid and relevant comprehensive research and analysis

-Knowledge of Front Office Order Management Systems, beneficial

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Ben wants: Asset Management, Edinburgh, Compliance

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