Date Added: 21 May 2025
Compliance Manager (German Speaking)
London
Entity: Strategy, Sustainability & VenturesJob Family Group: Ethics & Compliance GroupJob Description: We have an excellent opportunity for a Compliance Manager to implement an effective and consistent ethics and compliance (E&C) program in London and our newly established trading office in Hanover,...
Date Added: 4 May 2025
Compliance Monitoring VP
London
Job DescriptionOur Client, a Significant European Investment Bank, are looking for a strong Compliance Monitoring professional to join their team at VP level. The role is an exciting opportunity to work in a fast paced environment, supporting the head of compliance monitoring with the build out and...
Date Added: 9 May 2025
Compliance Monitoring Manager (Insurance)
London
Job DescriptionCompliance Monitoring ManagerInsurance (London Market)Location: London (Office-based)Salary: £80k - £120k + excellent bonus (to 40%)Are you looking for a role with genuine autonomy?One where you’ll get to own the Compliance Monitoring Plan and be responsible for its...
Date Added: 10 May 2025
Compliance Manager
London
Job DescriptionRev & Regs are recruiting for a Compliance Manager for a International commercial bank.This role has a strong focus towards Compliance Monitoring framework however there will be other generalist compliance activities as well. Supporting the Head of Compliance (SMF16) by...
Date Added: 4 May 2025
Compliance Analyst
London
Job DescriptionTHE ROLEWe are seeking a highly motivated Compliance Analyst to join our team and support a strong and ethical compliance framework. This role offers a unique opportunity to work closely with the Compliance team, ensuring adherence to UK FCA regulations and maintaining high governance...
Date Added: 10 May 2025
Compliance Manager
Beckenham
Job DescriptionWe are currently recruiting for a Property Management company for the role of Compliance Manager. This is an excellent opportunity to join a leading organisation that ensures residential and commercial buildings run smoothly, remain well-maintained, and provide residents with a...
Date Added: 9 May 2025
Compliance Officer
London
Job DescriptionCoopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across...
Date Added: 14 May 2025
Compliance Analyst
London
Job DescriptionCompliance Analyst This is a unique opportunity for a compliance professional or a paralegal to join a top-tier US law firm as a Compliance Analyst in their London office on a permanent basis. Salary to £60,000 (depending on experience)09:30-17:30 working hoursHybrid working (4 days...
Date Added: 4 May 2025
Compliance Analyst (Hybrid Or Remote)
London
Job DescriptionWe are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.InvestEngine is everything the modern investor should need. Unbeatable value, market leading automation and built for easy,...
Date Added: 9 May 2025
Sr Compliance Monitoring Officer (Hybrid Or Remote)
London
Job DescriptionInvestEngine makes investing simple, smart, and accessible. We help you grow your money with ETFs — no hassle, no jargon. 80,000 investors have trusted us with £1 billion, and we’re just getting started.We’re not just another investment platform — we’re...
Date Added: 4 May 2025
Compliance Monitoring - Alternative Asset Management
London
Job DescriptionA new role at a market leading firmThe role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include , inter alia :Policy and procedure reviewThird party due diligence workRegulatory filings and financial promotions reviewThey'd like...
Date Added: 5 May 2025
Monitoring & Surveillance Analyst
London
Job DescriptionTradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.Tradition’s...
Date Added: 9 May 2025
Senior Compliance Manager
London
Job DescriptionWilliam Rose Associates is currently partnering with an established financial services firm based in London, which is looking for a Compliance Lead to join the business.ESSENTIAL SKILLS | Compliance LeadMinimum 7 years’ experience in compliance within financial services.Must...
Date Added: 4 May 2025
Compliance Manager
London
Job DescriptionCompliance Manager (Lloyds Market Insurance)About the RoleA key role in managing the day to day running of a London Market Compliance functionResponsibilitiesTo deputise the Head of Compliance in ensuring that appropriate controls, processes, and policies are in force and are...
Date Added: 16 May 2025
Chief Compliance Officer
London
Job DescriptionPingPong was founded in New York in 2015, with the mission of empowering businesses to expand globally, reach more customers and keep more of their earnings. Fast forward to today, and PingPong has become one of the world’s leading global cross-border payments platforms,...
Date Added: 19 May 2025
VP Compliance Monitoring & Controls
London
Job DescriptionKey objectives:Assist in the designing, implementation and execution of the Compliance Monitoring ProgramLead in the implementation of Non-FS Compliance projectsEnsure the Compliance Control & Risk Management framework (CCRM) is effectively implemented/executed to the require...
Date Added: 19 May 2025
Compliance Monitoring VP
London
Job DescriptionOur Client, a Significant European Investment Bank, are looking for a strong Compliance Monitoring professional to join their team at VP level. The role is an exciting opportunity to work in a fast paced environment, supporting the head of compliance monitoring with the build out and...
Date Added: 19 May 2025
Compliance Monitoring Manager (Insurance)
London
Job DescriptionCompliance Monitoring ManagerInsurance (London Market)Location: London (Office-based)Salary: £80k - £120k + excellent bonus (to 40%)Are you looking for a role with genuine autonomy?One where you’ll get to own the Compliance Monitoring Plan and be responsible for its...
Date Added: 19 May 2025
Compliance Manager
London
Job DescriptionRev & Regs are recruiting for a Compliance Manager for a International commercial bank.This role has a strong focus towards Compliance Monitoring framework however there will be other generalist compliance activities as well. Supporting the Head of Compliance (SMF16) by...
Date Added: 19 May 2025
Compliance Officer
London
Job DescriptionCompliance Officer – Compliance Advisory TeamLocation: London, UKDepartment: Compliance – AdvisoryReporting to: Head of Compliance AdvisoryJurisdictional Coverage: UKAre you an experienced compliance professional with a strong understanding of financial regulations and a...
Date Added: 19 May 2025
Compliance Manager
Beckenham
Job DescriptionWe are currently recruiting for a Property Management company for the role of Compliance Manager. This is an excellent opportunity to join a leading organisation that ensures residential and commercial buildings run smoothly, remain well-maintained, and provide residents with a...
Date Added: 19 May 2025
Compliance Officer
London
Job DescriptionCoopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across...
Date Added: 19 May 2025
Compliance Officer
London
Job DescriptionA unique and exciting opportunity has arisen at a top tier Investment Management Business in London. This is a growth hire, the firm is highly reputable and has a solid, established compliance team.The role will allow you exposure to a wide range of asset classes and fund structures....
Date Added: 19 May 2025
Chief Compliance Officer
London
Job DescriptionJob Title: Chief Compliance Officer & MLROLocation: London, UK (Hybrid)About ANNA:ANNA Money is a business account and tax assistant for small businesses, combining cutting-edge technology with no-nonsense support. We are on a mission to simplify business finance, and we believe...
Date Added: 19 May 2025
Compliance Analyst (Hybrid Or Remote)
London
Job DescriptionWe are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.InvestEngine is everything the modern investor should need. Unbeatable value, market leading automation and built for easy,...
Date Added: 19 May 2025
Compliance Analyst (Hybrid Or Remote)
London
Job DescriptionWe are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.InvestEngine is everything the modern investor should need. Unbeatable value, market leading automation and built for easy,...
Date Added: 19 May 2025
Compliance Analyst (Hedge Fund)
London
Job DescriptionOur client is a leading global asset manager and family office with a long-standing history and a reputation for excellence in both investment performance and social impact. Managing approximately $28 billion in assets, the firm serves as the principal investment manager for one of...
Date Added: 19 May 2025
Sr Compliance Monitoring Officer (Hybrid Or Remote)
London
Job DescriptionInvestEngine makes investing simple, smart, and accessible. We help you grow your money with ETFs — no hassle, no jargon. 80,000 investors have trusted us with £1 billion, and we’re just getting started.We’re not just another investment platform — we’re...
Date Added: 19 May 2025
Sr Compliance Monitoring Officer (Hybrid Or Remote)
London
Job DescriptionInvestEngine makes investing simple, smart, and accessible. We help you grow your money with ETFs — no hassle, no jargon. 80,000 investors have trusted us with £1 billion, and we’re just getting started.We’re not just another investment platform — we’re...
Date Added: 19 May 2025
Compliance Monitoring - Alternative Asset Management
London
Job DescriptionA new role at a market leading firmThe role will predominantly be focused on the Firm’s compliance monitoring programmes but will also include , inter alia :Policy and procedure reviewThird party due diligence workRegulatory filings and financial promotions reviewThey'd like...
Date Added: 19 May 2025
Monitoring & Surveillance Analyst
London
Job DescriptionTradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.Tradition’s...
Date Added: 19 May 2025
Senior Compliance Manager
London
Job DescriptionWilliam Rose Associates is currently partnering with an established financial services firm based in London, which is looking for a Compliance Lead to join the business.ESSENTIAL SKILLS | Compliance LeadMinimum 7 years’ experience in compliance within financial services.Must...
Date Added: 19 May 2025
Compliance Associate
London
Job DescriptionWe are exclusively partnered with a global hedge fund to recruit a Compliance Associate for their London team. The role will primarily support the EMEA business, with additional responsibilities providing secondary support to teams in the US and APAC regions.ResponsibilitiesManage BAU...
Date Added: 19 May 2025
Compliance Manager
London
Job DescriptionCompliance Manager (Lloyds Market Insurance)About the RoleA key role in managing the day to day running of a London Market Compliance functionResponsibilitiesTo deputise the Head of Compliance in ensuring that appropriate controls, processes, and policies are in force and are...
Date Added: 19 May 2025
Compliance Associate - Wealth Management.
London
Job DescriptionCompliance Associate – Wealth Management.£45-50K + Package9 month contractClient - A leading International Wealth Manager who provides Wealth and Investment Management Advice to HNW private clients often with complex multi-jurisdictional requirements. They manage over £3 billion...
Date Added: 19 May 2025
Chief Compliance Officer
London
Job DescriptionPingPong was founded in New York in 2015, with the mission of empowering businesses to expand globally, reach more customers and keep more of their earnings. Fast forward to today, and PingPong has become one of the world’s leading global cross-border payments platforms,...
Date Added: 19 May 2025
Compliance Control Room AVP
London
Job DescriptionI am working with a global investment bank on an opportunity within their control room team.Key Responsibilities:Monitor and manage the flow of sensitive information within the bank.Maintain the bank's watch and restricted lists.Conduct surveillance to detect and prevent market abuse...
Date Added: 19 May 2025
Compliance Manager
London
Job DescriptionCurrently working with a Commercial Bank who are looking for a Compliance Manager to join their Compliance function based in London. This role aids the Head of Compliance (SMF16) in providing a proactive and timely delivery of compliance activities across the Bank, including the...
Date Added: 19 May 2025
Compliance Specialist
London
Job DescriptionA prestigious US law firm is looking for a Compliance Specialist to join their London-based team.The Compliance Specialist role will focus primarily on anti-money laundering (AML) compliance within the firm’s broader compliance framework. The ideal candidate will have prior AML...
Date Added: 19 May 2025
Compliance Manager
London
Job DescriptionJob Opportunity: Compliance Manager – Investment ManagementAn exciting opportunity has arisen for a Compliance Manager to join a global investment management firm. This role sits within the Compliance Advisory team, supporting a wider Compliance function, and will focus on...