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Date Added: Wed 19/05/2021

Compliance Officer

Birmingham, UK
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Job Type: Permanent

Salary: £24000 - £28000 / annually

We are currently looking for a Compliance Officer to join our busy team in Birmingham!

Salary: £24,000 - £28,000 Gross per annum DOE

Reporting to: Head of Financial Crime Compliance and MLRO

Purpose - Transaction Monitoring Management

Compliance Officer Duties:

  • Actively manage the 'in house' Transaction Monitoring processes by actively engaging with the small team in Dhaka
  • Demonstrating superior skills in the assessment of the 'indicators' automatically provided by our bespoke Transaction Monitoring system
  • Actively participating in work load analysis and prioritisation and providing assistance and advice in respect of case management
  • Providing accurate summaries detailing suggested actions to the Compliance and Financial Crime Manager and the MLRO
  • Manage the tracking and escalation of cases identified.
  • Liaise with IT regarding the effective functioning and further development of the bespoke requirements of the system.
  • Assembling weekly and Monthly data for the Compliance and Financial Crime Manager in respect of case load progress and action points.
  • Reporting suspicious and unusual transactions or activity to MLRO via iSAR (internal suspicious activity reports)
  • Other assignments as directed by the Financial Crime Manager or the MLRO

Compliance Officer Requirements:

  • Must have superior analytical and reasoning skills
  • Experienced in extracting and displaying data from Excel
  • Display competence and confidence with interpreting the data extracted and managing any subsequent data retrieval.
  • Competent in researching publicly available data sets
  • Methodical and accurate work ethos
  • Excellent Communication and numerical skills
  • Experience in working within a financial institution would be beneficial

Please note that 'core hours' of being present in the office are 9 am to 6 pm Mon - Friday. A 45 minute lunch break is to be taken.

If you feel that you are the right candidate for the Compliance Officer role, please apply now!

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