Financial Planning Compliance Administrator

Birmingham/Warwick - Hybrid Working

Up to £30,000 DOE

Are you an organised and detail-focused administrator with experience in Compliance or IFA functions? We are working with a growing and values driven financial planning firm seeking a Compliance Administrator to assist with overseeing compliance within the business and provide integral support to the compliance team.

Working alongside the Compliance Manager and Compliance Officer, you will provide vital support to ensure the business meets regulatory and internal compliance standards. You will be assisting with file checking, auditing and advisor reviews including 1:1’s and KPI checking, ensuring policies are up to date, monitoring FCA processes, helping to manage complaints and championing a compliance culture throughout the business. This is a dynamic role ideal for someone who thrives on collaboration, structure, and making a meaningful contribution to business integrity.

About you:

• Prior experience in a compliance or support role within independent financial planning
• Strong organisational, communication, and analytical skills
• Integrity, dependability, and a collaborative mindset
• Enthusiasm for learning and adapting within a fast-paced environment

On offer:

• Competitive salary and pension contributions
• Hybrid working
• 23 days annual leave + bank holidays
• Multiple protection options
• Wellbeing support

Why join?

This is more than just a job, it’s a chance to join a team that believes in financial empowerment and helping clients live well at every life stage. The company values authenticity, sincerity, and growth, and supports your ambitions as much as those of the clients they serve.