IFA Sales Support/Compliance Administrator

Harrow

£25-30,000

Our client, a very well established, successful and growing firm of IFAs & Mortgage Brokers is looking for an experienced IFA Administrator with a strong interest in compliance, to over time become the firm’s Compliance Monitoring Office. This is a rare and fantastic opportunity for an intelligent and ambitious person wishing to pursue career within IFA compliance.

Duties include: -

• Traditional IFA support administration duties including new business processing, supporting IFAs, inputting fact find details into Intelligent Office, setting up clients, obtaining illustrations etc.
• Compliance administration, ensuring the business adheres to FCA legislation
• Obtaining Anti Money Laundering documents
• Complete verification forms
• 1-1 meetings with advisers
• Recognizing T&C needs for the business
• Planning and strategy meetings with Advisers

Candidate requirements:

• IFA administration experience/compliance aware
• A strong interest in pursuing a career within compliance
• Confident and professional individual able to multi-task
• Strong communication skills
• Great attention to detail

Additional information:

• Office based - Harrow
• Starting salary: Likely to be starting at £25-30,000 - to be enhanced over the time
• Training given for Compliance
• Support with acquiring relevant industry qualifications
• Parking on site/close to train/tube station
• Monday - Thursday 9am-6pm, Friday 9-5pm
• 22-23 days holiday
• Workplace pension
• Great opportunity for career progression