Ready to Take the Lead in Derby’s Wealth Management Scene?

Join a Growing IFA Firm with £85M AUM and a Clear Path to Leadership

Are you an experienced Financial Advisor seeking more than just a client bank? Our client, a dynamic and expanding Independent Financial Advisory firm, is offering a rare opportunity in the Derby area for a self-driven advisor to manage a high-quality portfolio — and help shape the future of the region. You will be working with a range of clients in the mass affluent and HNW market from £250K AUM, typical demographics 60+  

Basic Salary: Up to £65,000 (depending on experience)

Bonus Potential: Realistic earnings of £75,000+ in year one

This is more than a servicing role. With around 160 active clients and approx. £85 million in Assets Under Management (AUM), you’ll inherit a well-maintained book of affluent, engaged individuals and families. There’s a strong emphasis on holistic financial planning, with a mix of investment, pension, tax, and estate planning needs.

But here’s the real standout: this position is designed with progression in mind. For the right candidate, there's a clear and supported route to Regional Leadership — including mentoring junior advisers and helping drive the firm’s strategic growth across the East Midlands.

What Makes This Opportunity Stand Out?

• Warm, Loyal Client Bank: Inherit 160 clients with c.£85M AUM — no cold prospecting required.
• Established & Growing Firm: Be part of a forward-thinking, directly authorised IFA firm with a strong compliance and admin support structure.
• Career Development: A genuine succession plan towards a leadership role — influence hiring, strategy, and regional growth.
• Hybrid Working: Blend of home-based flexibility and client-facing meetings across Derbyshire and nearby counties.

Additional Perks:

• Discretionary bonus based on performance and client retention
• Full paraplanning and admin support
• CPD and professional development funded
• Flexible working hours & autonomy

Your Role

• Provide holistic financial advice across pensions, investments, protection, and estate planning
• Manage and develop long-standing client relationships, ensuring exceptional service and ongoing suitability reviews
• Collaborate with paraplanners and support staff to deliver efficient and compliant advice
• Contribute to business development initiatives, referrals, and cross-team collaboration
• Take a proactive role in regional development — with potential to lead a team as the Derby office grows

What We’re Looking For

• Level 4 Diploma in Financial Planning (minimum)
• Experience managing a client bank with significant AUM
• A strong communicator with a relationship-led advice approach